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Workflow Modeling: Tools for Process Improvement and Application Development

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Summary TOC Preface Author Look Inside Comments Reviews
Alec Sharp, Patrick McDermott
February 2001, Artech House, Hardcover, 345 pages, ISBN 1580530214

Instructor-led, virtual, and self-paced training for Business Analysts What Do Business Analysts Do?
How to Model, Analyze, and Improve Business Processes
How to Model, Analyze, and Improve Business Data
How to Define and Document Use Cases
How to Build Business Process Models
How to Build Business Data Models
How to Define and Document Use Cases
e-Learning, virtual workshops and webinars Try our new Virtual Workshops and e-Coaching
for today's Business System Analysts (BA's) and Subject Matter Experts (SME's)

Summary
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If you’re looking to create new workflow systems or redesign existing business processes for your enterprise, look no further than this concise, new hands-on book. Providing proven techniques for identifying, modeling, and redesigning business processes, and explaining how to implement workflow improvement, this book helps you define requirements for systems development or systems acquisition. By showing you how to build visual models for illustrating workflow, the authors help you to assess your current business processes and see where process improvement and systems development can take place.

This book brings the two distinct disciplines of management and information technology together especially for high-tech professionals who need to improve the way work gets done to maintain a competitive edge. Addressing such hot topics as enterprise resource planning (ERP) applications and enterprise application integration (EAI), you learn how to manage these complex, new schemes not as technology-based changes, but as the process redesign projects they truly are. Plus, understanding process workflow modeling allows you to get a better handle on implementing a complete business process for successful e-commerce initiatives.

Filled with real-world examples and practical techniques, you get a seamless methodology for process redesign and information systems development that integrates use-case analysis and process workflow modeling to easily span the gap between management and IT. What’s more, the visual modeling you learn from this book shows you not only how to improve your enterprise, but where trouble spots might occur and how to avoid common pitfalls.

What’s more, because the book is structured as an on-the-job guide, you don’t have to read it all before getting started. It features clear summaries, project checklists, and other aids that make it a logical guide to keep on your reference shelf and put to use every day.

 
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BA books: Table of Contents
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1. Why We Had to Write this Book
2. A Brief History of Process
3. The Approach in a Nutshell
4. Just What Are Processes Anyway?
5. Establish the Process Boundaries
6. Conducting the Initial Assessment
7. Considering the Environment
8. Workflow Process Modeling
9. Managing Detail
10. Questions and Details
11. Techniques for Modeling the As-Is Process
12. Difficulties with As-Is Process
13. Completing the As-Is Process
14. Characterizing and Designing the To-Be Process
15. Data Modeling
16. Use Case Scenario Analysis


Afterword
Index

 

Part One

  • Process Thinking.

    Recent History and State of the Art.
    Where are We Going

  • Overview of the Approach.

Part Two

  • Getting Started.
  • Just What are Our Processes, Anyway?
    Getting Started on a Project

  • Framing the Process.

    Conducting the Initial Assessment.
    Examples.
    Introducing "Process Workflow Modeling."
    Applying WPM

  • Modeling the "As Is" Process.

    Information Gathering Techniques.
    Assessing the "As Is" Process.

Part Three

  • Designing the New Process.

    Characterizing the "to Be" Process (Conceptual Process Design).
    Designing the "To Be" Process (Detailed Process Design).
    Designing Interactions (Use Cases).
    Specifying Inputs, Outputs, Transactions.

Part Four

  • Wrap Up.

    The Seven Deadly Sins of Process Modeling.
    Related Models and When to Use Them.
    The Messy Business of Implementation

  • What’s Next for the Process?

    The Messy Business of Self-Improvement

  • What’s Next for You?
 
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Preface
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1. Why We Had to Write This Book

Fosdick's thesis

just when process orientation has become mainstream thinking for business people and systems people alike, it seems that the flow of processoriented literature has pretty well stopped. So here we are, thousands of us, up to our necks in process improvement and information systems projects, finding that there is a real shortage of practical, how-to information. The irony of this situation was described in Howard Fosdick's terrific 1992 article, "The Sociology of Technology Adaptation."[ 1 ] Our book isn't a book about technology, but there is a connection-the article dealt with the adoption of new technologies, and this book deals with the adoption of new methods and approaches for solving business problems.

The article begins with the observation that when any significant new technology appears on the scene, it receives widespread publicity in the information technology (IT) arena. This attention could be displayed graphically (see Figure 1.1) in a publicity vector measured by such attributes as: the number of articles on the technology in the trade press, the frequency of conferences on the topic, how many industry analysts discuss the technology, to what degree vendor sales pieces and ads employ the technology's terminology, and similar measurements. This curve initially rises steeply, but the high degree of publicity received by the technology is completely disproportionate to the usability of the technology and the number of people and organizations doing anything more than just talking about it. However, if the new technology takes hold and becomes widely used, as depicted by the rising usability curve, itseems to fall off the collective radar screen of the various publicity machines, and the publicity vector moves back towards zero.

This happens, of course, because it's no longer a hot, new topic. Bluntly put, once the technology is widely installed, it is evidently time to focus on the next big thing-the consultants and IT advisory services have made their money, and the vendors have a revenue stream in place. The consequence is that just at the point when the most people need practical information on the technology, the attention paid to it in publications becomes negligible. We always, it seems, are provided with a glut of material on the next big thing, and not enough on how to make the last big thing actually work. Or, as Fosdick put it, "Ironically, once the technologies achieve full maturity, supporting hundreds or even thousands of shops on a daily basis, they receive much less attention in the media and other publicity forums."

Process reengineering: the rise...

Fosdick made his case using examples such as relational databases and expert systems, but the relevant example in our case is, of course, the emergence of business processes and business process reengineering (BPR) as important topics. The first references to cross-functional business processes appeared in the mid-1980s, and by the early 1990s, BPR was without question the next big thing. It was attracting the attention of executives, managers, consultants, pundits, academics, IS professionals, and, of course, writers of books and articles from both business and IS orientations. These first publications covered the problems encountered by functionally oriented organizations, the justification for becoming process-oriented, a few soon-to-be-familiar examples, some introductory process concepts and terminology, and if we were lucky, some actual how-to advice.

Some of this how-to-do-it material was really just an attempt-sometimes sincere, sometimes a bit cynical-to capitalize on BPR by recasting older methods such as business systems planning or information engineering with a process-oriented spin. This was a familiar pattern, and as usual, the results were not terribly useful. The other how-to material really tried to describe the new BPx' approach, but in the end provided little more than a high-level or broad-brush outline. The focus was on what had to be done, but the method was unproven and there was precious little guidance on how to actually do it. Practitioners the world over read about identifying the core business processes, mapping the as-is process, or creatively rethinking the process, but when they tried to put this guidance into practice, all manner of issues and problems arose.

However, those early works did serve a purpose. In fact, they were invaluable. They paved the way for widespread adoption by promoting process orientation with a key audience of early adopters-executives and other decision makers-and making it familiar and acceptable to the rest of us. Besides, how much practical advice could we realistically expect? At that point, there simply wasn't a large enough base of experience to draw on, and without those books and articles to promote the concepts, there might never have been.

...And fall and rise

By the mid- to late 1990s, the term "reengineering" had fallen out of favor (for reasons we'll review in the next chapter), and what had been a deluge of BPR articles and books was now all but dried up. At the time of this writing, it has become a mere trickle, but e-commerce and e-business articles are in full flood. One could reasonably suppose that no one cares about business processes anymore, and the whole process phenomenon was a flash in the pan. In fact, the opposite is true-everyone cares about business processes. Enterprises of all sizes and types-commercial, government, and not-for-profit-are making major investments of time and resources in the redesign of their core processes and in the implementation of information systems to support them. More and more often, the order is reversed-an enterprise acquires a major new information system or enterprise application, and then redesigns its processes to take the best advantage of it.

Either way, the same conclusions follow:

  • For both businesspersons and technologists, process orientation has become mainstream thinking.
  • Whether you're business-oriented or systems-oriented (note: we hate to even separate them, because the best IS organizations are business-oriented), BPx and information systems are inseparable; it has been years since we saw a process redesign project which didn't involve major information systems effort, or conversely, since we witnessed the implementation of a significant information system that didn't also involve redesigned processes.


Finally, the stakes are higher than ever, for at least two reasons. First, in some industries, effective and flexible core processes have shifted from being a competitive differentiator to being the price of admission-they're a mandatory requirement just to stay in business. Second, with the rise of e-commerce, the complexity and visibility of processes are rising because they now do not just span functional boundaries within an enterprise, but cross the boundaries between enterprises. For instance, in the area of supply chain management, it's not unusual to see a business process with activities performed by the customer, the supplier, and the supplier's supplier. We note with some glee the number of organizations that are belatedly realizing that having a well-designed and implemented business process is essential for success in the e-commerce arena...

 
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Author info
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Alec Sharp is the founder and senior consultant of The Damex Consulting Group Ltd., in West Vancouver, British Columbia, Canada. He is a founding member and president of the British Columbia DAMA (Data Administration Management Association), and director of VISTA (the Vancouver Information Systems Training Association).

Patrick McDermott is president of McDermott Computer Decisions, Inc., in Oakland, California. He received his B.A. in Economics from California State University at Sacramento. He has served as director of the Data Management Association (DAMA).

 
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Business System Analysis Books: Reviews
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From Book News, Inc.
"Start with the end--the result--in mind." That is the message driving this visual models approach to improving the work flow process for organizational success. Experts in management and information technology provide use case scenarios for defining system requirements, real-world examples, project checklists, and other aids for sharpening the competitive edge. Sharp is the founder of a consulting firm in West Vancouver, BC, Canada, and past president of the Brith Columbia Data Management Association chapter. McDermott is the president of McDermott Computer Decisions Inc. in Oakland, CA, and has served as director of the Data Management Association.Book News, Inc.®, Portland, OR

 
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